Pages for firms that have failed or are under investigation

Name

FRN

Status

Date

Product
type(s)

Crosbie Carr Morris Ltd
799406
Failed
14 September 2023
Pensions, Investments
Crosbie Carr Morris Ltd
799406
Failed
14 September 2023
Pensions, Investments
Focus Oxford LLP, trading as Focus Independent Financial Advisers and Independent Insurance Consultants
594369
Failed
14 September 2023
Pensions, Investments
Focus Oxford LLP, trading as Focus Independent Financial Advisers and Independent Insurance Consultants
594369
Failed
14 September 2023
Pensions, Investments
Leslie & Swallow LLP, trading as Aston Collie
601807
Failed
14 September 2023
Pensions, Investments
Leslie & Swallow LLP, trading as Aston Collie
601807
Failed
14 September 2023
Pensions, Investments
Independently East Ltd
488046
Under investigation
11 September 2023
Investments
Independently East Ltd
488046
Under investigation
11 September 2023
Investments
6 Towns Credit Union Ltd
419396
Failed
05 September 2023
Credit Unions
6 Towns Credit Union Ltd
419396
Failed
05 September 2023
Credit Unions
MLM Wealth Management Ltd, trading as MLM Financial Services
784277
Failed
02 September 2023
Pensions
MLM Wealth Management Ltd, trading as MLM Financial Services
784277
Failed
02 September 2023
Pensions
Chryson Ltd, trading as IQ Money, Chryson Wealth Management, Sharewatch UK
491208
Failed
23 August 2023
Investments
Chryson Ltd, trading as IQ Money, Chryson Wealth Management, Sharewatch UK
491208
Failed
23 August 2023
Investments
Consero Capital LLP, trading as Green-ifisa.com, Renewable-bonds.com
570728
Failed
23 August 2023
Investments
Consero Capital LLP, trading as Green-ifisa.com, Renewable-bonds.com
570728
Failed
23 August 2023
Investments
The Financial Planning Practice Ltd
223388
Failed
11 August 2023
Pensions
The Financial Planning Practice Ltd
223388
Failed
11 August 2023
Pensions
Arrow Financial Services UK Ltd, trading as Arrow Asset Management
528826
Failed
09 August 2023
Pensions
Arrow Financial Services UK Ltd, trading as Arrow Asset Management
528826
Failed
09 August 2023
Pensions
LEBC Group Ltd
760755
Under investigation
09 August 2023
Pensions
LEBC Group Ltd
760755
Under investigation
09 August 2023
Pensions
Hastings & Rother Credit Union Ltd, trading as 1066 Community Bank
213644
Failed
08 August 2023
Credit Unions
Hastings & Rother Credit Union Ltd, trading as 1066 Community Bank
213644
Failed
08 August 2023
Credit Unions
Temple Park Financial Services
163459
Failed
28 July 2023
Endowments
Temple Park Financial Services
163459
Failed
28 July 2023
Endowments
Cheshire Trafford UK Ltd, formerly Cheshire Trafford (Yorkshire) & Co. Ltd
115194
Failed
21 July 2023
Pensions, Investments
Cheshire Trafford UK Ltd, formerly Cheshire Trafford (Yorkshire) & Co. Ltd
115194
Failed
21 July 2023
Pensions, Investments
Maymont Wealth Ltd, formerly GWM Investment Management Ltd trading as Discover Wealth
629098
Failed
21 July 2023
Pensions, Investments
Maymont Wealth Ltd, formerly GWM Investment Management Ltd trading as Discover Wealth
629098
Failed
21 July 2023
Pensions, Investments
Prism Independent Financial Advisers Ltd
515431
Failed
11 July 2023
Pensions
Prism Independent Financial Advisers Ltd
515431
Failed
11 July 2023
Pensions
Wealthmasters Financial Management Ltd trading as Gryphon Capital, Invictus Wealth, Sydney Charles UK
536087
Failed
11 July 2023
Pensions
Wealthmasters Financial Management Ltd trading as Gryphon Capital, Invictus Wealth, Sydney Charles UK
536087
Failed
11 July 2023
Pensions
MacFarlaine & Brooks IFA Ltd
612753
Failed
28 June 2023
Pensions, Investments
MacFarlaine & Brooks IFA Ltd
612753
Failed
28 June 2023
Pensions, Investments
Commitments Protection Ltd, trading as PPI Probate
307800
Failed
27 June 2023
--
Commitments Protection Ltd, trading as PPI Probate
307800
Failed
27 June 2023
--
Thomas Financial Ltd
473555
Failed
08 June 2023
Pensions, Investments
Thomas Financial Ltd
473555
Failed
08 June 2023
Pensions, Investments