Failed firms

MacFarlaine & Brooks IFA Ltd

612753

Failed

28 June 2023

Pensions, Investments

Name: MacFarlaine & Brooks IFA Ltd

FRN: 612753

Status: Failed

Date: 28 June 2023

Product type(s): Pensions, Investments

Commitments Protection Ltd, trading as PPI Probate

307800

Failed

27 June 2023

--

Name: Commitments Protection Ltd, trading as PPI Probate

FRN: 307800

Status: Failed

Date: 27 June 2023

Product type(s): --

Thomas Financial Ltd

473555

Failed

08 June 2023

Pensions, Investments

Name: Thomas Financial Ltd

FRN: 473555

Status: Failed

Date: 08 June 2023

Product type(s): Pensions, Investments

Pacific IFA Ltd

490522

Failed

26 May 2023

Pensions

Name: Pacific IFA Ltd

FRN: 490522

Status: Failed

Date: 26 May 2023

Product type(s): Pensions

Old Park Capital Ltd

504863

Failed

23 May 2023

Investments

Name: Old Park Capital Ltd

FRN: 504863

Status: Failed

Date: 23 May 2023

Product type(s): Investments

Wellington Court Financial Services Ltd

465455

Failed

23 May 2023

Pensions

Name: Wellington Court Financial Services Ltd

FRN: 465455

Status: Failed

Date: 23 May 2023

Product type(s): Pensions

Pello Capital Ltd

449720

Under investigation

09 May 2023

Pensions

Name: Pello Capital Ltd

FRN: 449720

Status: Under investigation

Date: 09 May 2023

Product type(s): Pensions

Gaudi Regulated Services Ltd

488015

Under investigation

26 April 2023

Pensions

Name: Gaudi Regulated Services Ltd

FRN: 488015

Status: Under investigation

Date: 26 April 2023

Product type(s): Pensions

Nexus Independent Financial Advisers Ltd

584769

Under investigation

25 April 2023

Pensions

Name: Nexus Independent Financial Advisers Ltd

FRN: 584769

Status: Under investigation

Date: 25 April 2023

Product type(s): Pensions

SQ Wealth Ltd, formerly Quays Wealth Management Ltd

707844

Failed

06 April 2023

Pensions

Name: SQ Wealth Ltd, formerly Quays Wealth Management Ltd

FRN: 707844

Status: Failed

Date: 06 April 2023

Product type(s): Pensions

WealthTek LLP

832264

Failed

06 April 2023

Investments

Name: WealthTek LLP

FRN: 832264

Status: Failed

Date: 06 April 2023

Product type(s): Investments

Help Financial Ltd, formerly Sterling Wealth Ltd, A I Financial Management Ltd

653104

Failed

31 March 2023

Pensions

Name: Help Financial Ltd, formerly Sterling Wealth Ltd, A I Financial Management Ltd

FRN: 653104

Status: Failed

Date: 31 March 2023

Product type(s): Pensions

Hudson Foster Financial Services Ltd, trading as Hudson Foster & Co, Great Benefits Financial

131285

Failed

31 March 2023

Pensions

Name: Hudson Foster Financial Services Ltd, trading as Hudson Foster & Co, Great Benefits Financial

FRN: 131285

Status: Failed

Date: 31 March 2023

Product type(s): Pensions

Kings

197285

Failed

31 March 2023

Pensions

Name: Kings

FRN: 197285

Status: Failed

Date: 31 March 2023

Product type(s): Pensions

Osborn Wealth Management Ltd, formerly Pace Ward Financial Ltd

232576

Failed

22 March 2023

Pensions

Name: Osborn Wealth Management Ltd, formerly Pace Ward Financial Ltd

FRN: 232576

Status: Failed

Date: 22 March 2023

Product type(s): Pensions

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