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Name

FRN

Status

Date

Product type(s)

Advice & Wealth Management Solutions LLP
599263
Failed
07 October 2024
Pensions
Advice & Wealth Management Solutions LLP
599263
Failed
07 October 2024
Pensions
Colbourne & Company
125003
Failed
26 September 2024
Investments
Colbourne & Company
125003
Failed
26 September 2024
Investments
Pro-Synergy Wealth & Tax Management Ltd, trading as Sedulo Wealth Management
502652
Failed
19 September 2024
Investments
Pro-Synergy Wealth & Tax Management Ltd, trading as Sedulo Wealth Management
502652
Failed
19 September 2024
Investments
City & Merchant Ltd
154182
Under investigation
11 September 2024
Investments
City & Merchant Ltd
154182
Under investigation
11 September 2024
Investments
Triple A Financial Services
431854
Failed
11 September 2024
Pensions
Triple A Financial Services
431854
Failed
11 September 2024
Pensions
Barton Hatcher Ingram Financial Management Ltd
401729
Failed
09 September 2024
Pensions
Barton Hatcher Ingram Financial Management Ltd
401729
Failed
09 September 2024
Pensions
Facet Investment Management Ltd
131372
Under investigation
04 September 2024
Investments
Facet Investment Management Ltd
131372
Under investigation
04 September 2024
Investments
Mark Peter Houlbrook trading as Thorn Investment & Pension Services
498168
Failed
28 August 2024
Pensions
Mark Peter Houlbrook trading as Thorn Investment & Pension Services
498168
Failed
28 August 2024
Pensions
Central Markets Investment Management Ltd
475828
Under investigation
14 August 2024
Investments
Central Markets Investment Management Ltd
475828
Under investigation
14 August 2024
Investments
Green Gem Financial Ltd
400488
Failed
12 August 2024
Pensions
Green Gem Financial Ltd
400488
Failed
12 August 2024
Pensions
Great Point Investment Ltd
606798
Under investigation
05 August 2024
Investments
Great Point Investment Ltd
606798
Under investigation
05 August 2024
Investments
Lonsdale Insurance Brokers Ltd
308425
Under investigation
24 July 2024
Insurance
Lonsdale Insurance Brokers Ltd
308425
Under investigation
24 July 2024
Insurance
London Court Ltd
146522
Under investigation
22 July 2024
Investments
London Court Ltd
146522
Under investigation
22 July 2024
Investments
Donre Advisory Ltd, previously Basi & Basi Financial Planning Ltd
513993
Under investigation
16 July 2024
Pensions, Investments
Donre Advisory Ltd, previously Basi & Basi Financial Planning Ltd
513993
Under investigation
16 July 2024
Pensions, Investments
Ozen Financial Services Ltd
670187
Failed
05 July 2024
Home Finance
Ozen Financial Services Ltd
670187
Failed
05 July 2024
Home Finance