Failed firms

Pro-Synergy Wealth & Tax Management Ltd, trading as Sedulo Wealth Management

502652

Failed

19 September 2024

Investments

Name: Pro-Synergy Wealth & Tax Management Ltd, trading as Sedulo Wealth Management

FRN: 502652

Status: Failed

Date: 19 September 2024

Product type(s): Investments

City & Merchant Ltd

154182

Under investigation

11 September 2024

Investments

Name: City & Merchant Ltd

FRN: 154182

Status: Under investigation

Date: 11 September 2024

Product type(s): Investments

Triple A Financial Services

431854

Failed

11 September 2024

Pensions

Name: Triple A Financial Services

FRN: 431854

Status: Failed

Date: 11 September 2024

Product type(s): Pensions

Barton Hatcher Ingram Financial Management Ltd

401729

Failed

09 September 2024

Pensions

Name: Barton Hatcher Ingram Financial Management Ltd

FRN: 401729

Status: Failed

Date: 09 September 2024

Product type(s): Pensions

Mark Peter Houlbrook trading as Thorn Investment & Pension Services

498168

Failed

28 August 2024

Pensions

Name: Mark Peter Houlbrook trading as Thorn Investment & Pension Services

FRN: 498168

Status: Failed

Date: 28 August 2024

Product type(s): Pensions

Green Gem Financial Ltd

400488

Failed

12 August 2024

Pensions

Name: Green Gem Financial Ltd

FRN: 400488

Status: Failed

Date: 12 August 2024

Product type(s): Pensions

Great Point Investment Ltd

606798

Under investigation

05 August 2024

Investments

Name: Great Point Investment Ltd

FRN: 606798

Status: Under investigation

Date: 05 August 2024

Product type(s): Investments

Ozen Financial Services Ltd

670187

Failed

05 July 2024

Home Finance

Name: Ozen Financial Services Ltd

FRN: 670187

Status: Failed

Date: 05 July 2024

Product type(s): Home Finance

J Monroe Ltd, trading as Compendium Wealth, Summit Wealth Management

791232

Failed

04 July 2024

Pensions

Name: J Monroe Ltd, trading as Compendium Wealth, Summit Wealth Management

FRN: 791232

Status: Failed

Date: 04 July 2024

Product type(s): Pensions

Holistic Pension Transfer Specialists Ltd, trading as HPTS

747407

Failed

03 July 2024

Pensions

Name: Holistic Pension Transfer Specialists Ltd, trading as HPTS

FRN: 747407

Status: Failed

Date: 03 July 2024

Product type(s): Pensions

MacInnes & Bottomley

121661

Failed

27 June 2024

Pensions

Name: MacInnes & Bottomley

FRN: 121661

Status: Failed

Date: 27 June 2024

Product type(s): Pensions

Elliot Financial Services Ltd

185289

Failed

20 June 2024

Home Finance

Name: Elliot Financial Services Ltd

FRN: 185289

Status: Failed

Date: 20 June 2024

Product type(s): Home Finance

Mackie Wealth Management Ltd

498322

Failed

20 June 2024

Investments

Name: Mackie Wealth Management Ltd

FRN: 498322

Status: Failed

Date: 20 June 2024

Product type(s): Investments

Broadlands Partnership

402268

Failed

14 June 2024

Pensions

Name: Broadlands Partnership

FRN: 402268

Status: Failed

Date: 14 June 2024

Product type(s): Pensions

Haich & Associates Ltd, formerly 14Lights Ltd, NPD International Ltd

791582

Failed

11 June 2024

Investments

Name: Haich & Associates Ltd, formerly 14Lights Ltd, NPD International Ltd

FRN: 791582

Status: Failed

Date: 11 June 2024

Product type(s): Investments

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