Pages for firms that have failed or are under investigation

Name

FRN

Status

Date

Product
type(s)

Vector Wealth Ltd
578178
Under investigation
22 April 2022
Investments
Vector Wealth Ltd
578178
Under investigation
22 April 2022
Investments
Corrie Bauckham Batts Ltd
311653
Under investigation
20 April 2022
Insurance
Corrie Bauckham Batts Ltd
311653
Under investigation
20 April 2022
Insurance
Keywood Olley & Associates Ltd, trading as North East Mortgages, EMH Financial Planning
401067
Failed
05 April 2022
Pensions
Keywood Olley & Associates Ltd, trading as North East Mortgages, EMH Financial Planning
401067
Failed
05 April 2022
Pensions
Heritage Pensions Ltd
475096
Under investigation
17 March 2022
Pensions
Heritage Pensions Ltd
475096
Under investigation
17 March 2022
Pensions
Philip Griffin & Associates
139008
Failed
16 March 2022
Pensions
Philip Griffin & Associates
139008
Failed
16 March 2022
Pensions
John Dyer Ltd
125135
Failed
03 March 2022
Pensions
John Dyer Ltd
125135
Failed
03 March 2022
Pensions
SDSC Ltd, formerly SJL Wealth Management Ltd
496209
Failed
03 March 2022
--
SDSC Ltd, formerly SJL Wealth Management Ltd
496209
Failed
03 March 2022
--
Strathkelvin Credit Union Ltd
213891
Failed
22 February 2022
Credit Unions
Strathkelvin Credit Union Ltd
213891
Failed
22 February 2022
Credit Unions
Perry Prowse (Insurance Consultants) Ltd
311916
Failed
08 February 2022
Insurance
Perry Prowse (Insurance Consultants) Ltd
311916
Failed
08 February 2022
Insurance
All Flintshire Credit Union Ltd
213641
Failed
25 January 2022
Credit Unions
All Flintshire Credit Union Ltd
213641
Failed
25 January 2022
Credit Unions
Channel One Financial Planning LLP, trading as Channel One Financial Services
542078
Failed
25 January 2022
Pensions
Channel One Financial Planning LLP, trading as Channel One Financial Services
542078
Failed
25 January 2022
Pensions
Midland Independent Financial Services Ltd, formerly The Mortgage Shop Ltd
304129
Failed
25 January 2022
Pensions
Midland Independent Financial Services Ltd, formerly The Mortgage Shop Ltd
304129
Failed
25 January 2022
Pensions
Financial Planning Solutions (UK) Ltd
453409
Failed
20 January 2022
Pensions
Financial Planning Solutions (UK) Ltd
453409
Failed
20 January 2022
Pensions
PWM Advisers Ltd
466612
Failed
20 January 2022
Pensions
PWM Advisers Ltd
466612
Failed
20 January 2022
Pensions
Foresight Financial Services Ltd trading as Foresight
479805
Failed
13 January 2022
Investments
Foresight Financial Services Ltd trading as Foresight
479805
Failed
13 January 2022
Investments
South Coast Trade Centre Ltd
452440
Failed
10 January 2022
PPI Claims
South Coast Trade Centre Ltd
452440
Failed
10 January 2022
PPI Claims
Hamilton Rose Wealth Management Ltd, trading as Athena Wealth, trading as www.theisaexpert.co.uk
650305
Failed
23 December 2021
Pensions, Investments
Hamilton Rose Wealth Management Ltd, trading as Athena Wealth, trading as www.theisaexpert.co.uk
650305
Failed
23 December 2021
Pensions, Investments
F T Stockbrokers Ltd
477850
Failed
22 December 2021
Investments
F T Stockbrokers Ltd
477850
Failed
22 December 2021
Investments
The Energy Advisory Centre (UK) Ltd
679388
Failed
21 December 2021
Insurance
The Energy Advisory Centre (UK) Ltd
679388
Failed
21 December 2021
Insurance
PWH Financial Planning Ltd, trading as WGN Wealth Management
506351
Failed
13 December 2021
Pensions
PWH Financial Planning Ltd, trading as WGN Wealth Management
506351
Failed
13 December 2021
Pensions