Pages for firms that have failed or are under investigation

Name

FRN

Status

Date

Product
type(s)

Temple Park Financial Services
163459
Failed
28 July 2023
Endowments
Temple Park Financial Services
163459
Failed
28 July 2023
Endowments
Cheshire Trafford UK Ltd, formerly Cheshire Trafford (Yorkshire) & Co. Ltd
115194
Failed
21 July 2023
Pensions, Investments
Cheshire Trafford UK Ltd, formerly Cheshire Trafford (Yorkshire) & Co. Ltd
115194
Failed
21 July 2023
Pensions, Investments
Maymont Wealth Ltd, formerly GWM Investment Management Ltd trading as Discover Wealth
629098
Failed
21 July 2023
Pensions, Investments
Maymont Wealth Ltd, formerly GWM Investment Management Ltd trading as Discover Wealth
629098
Failed
21 July 2023
Pensions, Investments
Prism Independent Financial Advisers Ltd
515431
Failed
11 July 2023
Pensions
Prism Independent Financial Advisers Ltd
515431
Failed
11 July 2023
Pensions
Wealthmasters Financial Management Ltd trading as Gryphon Capital, Invictus Wealth, Sydney Charles UK
536087
Failed
11 July 2023
Pensions
Wealthmasters Financial Management Ltd trading as Gryphon Capital, Invictus Wealth, Sydney Charles UK
536087
Failed
11 July 2023
Pensions
MacFarlaine & Brooks IFA Ltd
612753
Failed
28 June 2023
Pensions, Investments
MacFarlaine & Brooks IFA Ltd
612753
Failed
28 June 2023
Pensions, Investments
Commitments Protection Ltd, trading as PPI Probate
307800
Failed
27 June 2023
--
Commitments Protection Ltd, trading as PPI Probate
307800
Failed
27 June 2023
--
Thomas Financial Ltd
473555
Failed
08 June 2023
Pensions, Investments
Thomas Financial Ltd
473555
Failed
08 June 2023
Pensions, Investments
Pacific IFA Ltd
490522
Failed
26 May 2023
Pensions
Pacific IFA Ltd
490522
Failed
26 May 2023
Pensions
Old Park Capital Ltd
504863
Failed
23 May 2023
Investments
Old Park Capital Ltd
504863
Failed
23 May 2023
Investments
Wellington Court Financial Services Ltd
465455
Failed
23 May 2023
Pensions
Wellington Court Financial Services Ltd
465455
Failed
23 May 2023
Pensions
Pello Capital Ltd
449720
Under investigation
09 May 2023
Pensions
Pello Capital Ltd
449720
Under investigation
09 May 2023
Pensions
Gaudi Regulated Services Ltd
488015
Under investigation
26 April 2023
Pensions
Gaudi Regulated Services Ltd
488015
Under investigation
26 April 2023
Pensions
Nexus Independent Financial Advisers Ltd
584769
Under investigation
25 April 2023
Pensions
Nexus Independent Financial Advisers Ltd
584769
Under investigation
25 April 2023
Pensions
SQ Wealth Ltd, formerly Quays Wealth Management Ltd
707844
Failed
06 April 2023
Pensions
SQ Wealth Ltd, formerly Quays Wealth Management Ltd
707844
Failed
06 April 2023
Pensions
WealthTek LLP
832264
Failed
06 April 2023
Investments
WealthTek LLP
832264
Failed
06 April 2023
Investments
Help Financial Ltd, formerly Sterling Wealth Ltd, A I Financial Management Ltd
653104
Failed
31 March 2023
Pensions
Help Financial Ltd, formerly Sterling Wealth Ltd, A I Financial Management Ltd
653104
Failed
31 March 2023
Pensions
Hudson Foster Financial Services Ltd, trading as Hudson Foster & Co, Great Benefits Financial
131285
Failed
31 March 2023
Pensions
Hudson Foster Financial Services Ltd, trading as Hudson Foster & Co, Great Benefits Financial
131285
Failed
31 March 2023
Pensions
Kings
197285
Failed
31 March 2023
Pensions
Kings
197285
Failed
31 March 2023
Pensions
Osborn Wealth Management Ltd, formerly Pace Ward Financial Ltd
232576
Failed
22 March 2023
Pensions
Osborn Wealth Management Ltd, formerly Pace Ward Financial Ltd
232576
Failed
22 March 2023
Pensions