Pages for firms that have failed or are under investigation

Name

FRN

Status

Date

Product
type(s)

Hartley Pensions Ltd
735936
Failed
21 February 2024
Pensions
Hartley Pensions Ltd
735936
Failed
21 February 2024
Pensions
Frodsham Financial Planning Ltd, formerly Tom Carroll Associates Financial Planning Ltd
214554
Failed
13 February 2024
Pensions
Frodsham Financial Planning Ltd, formerly Tom Carroll Associates Financial Planning Ltd
214554
Failed
13 February 2024
Pensions
Sterling Green Ltd
469956
Failed
09 February 2024
Pensions, Investments
Sterling Green Ltd
469956
Failed
09 February 2024
Pensions, Investments
Abana Unipessoal Lda formerly Abana Lda
597069
Failed
08 February 2024
Pensions
Abana Unipessoal Lda formerly Abana Lda
597069
Failed
08 February 2024
Pensions
Dial4aloan Ltd
305186
Failed
06 February 2024
Home Finance, PPI Claims
Dial4aloan Ltd
305186
Failed
06 February 2024
Home Finance, PPI Claims
Smith Holdings Ltd, trading as Life Time Independent
441726
Failed
23 January 2024
Pensions
Smith Holdings Ltd, trading as Life Time Independent
441726
Failed
23 January 2024
Pensions
Niche Independent Financial Advisers Ltd
472635
Failed
17 January 2024
Pensions
Niche Independent Financial Advisers Ltd
472635
Failed
17 January 2024
Pensions
D & G Financial Services Ltd
208521
Failed
09 January 2024
Pensions, Investments
D & G Financial Services Ltd
208521
Failed
09 January 2024
Pensions, Investments
The Chambers Partnership Ltd
495472
Failed
20 December 2023
Pensions
The Chambers Partnership Ltd
495472
Failed
20 December 2023
Pensions
Houghton Edwards LLP
591926
Failed
15 December 2023
Investments
Houghton Edwards LLP
591926
Failed
15 December 2023
Investments
Rowanmoor Personal Pensions Ltd
458260
Failed
15 December 2023
Pensions
Rowanmoor Personal Pensions Ltd
458260
Failed
15 December 2023
Pensions
IFS Aegis Ltd, formerly Authorised Financial Advisors Ltd
587982
Failed
14 December 2023
Pensions, Investments
IFS Aegis Ltd, formerly Authorised Financial Advisors Ltd
587982
Failed
14 December 2023
Pensions, Investments
BlueSky Wealth Management Ltd
446963
Failed
12 December 2023
Pensions, Investments
BlueSky Wealth Management Ltd
446963
Failed
12 December 2023
Pensions, Investments
Quadros Financial Solutions Ltd
764760
Failed
01 December 2023
Pensions
Quadros Financial Solutions Ltd
764760
Failed
01 December 2023
Pensions
F M L Insurance Services Ltd, trading as Entertainment Insurance Services
309970
Failed
15 November 2023
Insurance
F M L Insurance Services Ltd, trading as Entertainment Insurance Services
309970
Failed
15 November 2023
Insurance
D C Financial Ltd, formerly SystemCover Ltd
170299
Failed
09 November 2023
Pensions
D C Financial Ltd, formerly SystemCover Ltd
170299
Failed
09 November 2023
Pensions
Retirement Direct Ltd, formerly Read Independent Financial Advisers Ltd
183942
Failed
20 October 2023
Pensions
Retirement Direct Ltd, formerly Read Independent Financial Advisers Ltd
183942
Failed
20 October 2023
Pensions
Blankstone Sington Ltd, trading as BS CFDs
143694
Failed
13 October 2023
Investments
Blankstone Sington Ltd, trading as BS CFDs
143694
Failed
13 October 2023
Investments
IBP Markets Ltd
520929
Under investigation
13 October 2023
Investments
IBP Markets Ltd
520929
Under investigation
13 October 2023
Investments
Marvell Enterprises Ltd
942172
Failed
13 October 2023
Investments
Marvell Enterprises Ltd
942172
Failed
13 October 2023
Investments