Pages for firms that have failed or are under investigation

Name

FRN

Status

Date

Product
type(s)

Broadlands Partnership
402268
Failed
14 June 2024
Pensions
Broadlands Partnership
402268
Failed
14 June 2024
Pensions
Haich & Associates Ltd, formerly 14Lights Ltd, NPD International Ltd
791582
Failed
11 June 2024
Investments
Haich & Associates Ltd, formerly 14Lights Ltd, NPD International Ltd
791582
Failed
11 June 2024
Investments
TenetConnect Services Ltd
150643
Under investigation
05 June 2024
Investments
TenetConnect Services Ltd
150643
Under investigation
05 June 2024
Investments
Castle & Crystal Credit Union Ltd
213711
Failed
21 May 2024
Credit Unions
Castle & Crystal Credit Union Ltd
213711
Failed
21 May 2024
Credit Unions
Chestergate Financial Services Ltd, formerly Bradshaw Bennet Independent Financial Advisers Ltd
459990
Failed
14 May 2024
Pensions
Chestergate Financial Services Ltd, formerly Bradshaw Bennet Independent Financial Advisers Ltd
459990
Failed
14 May 2024
Pensions
Alexander David Securities Limited
469150
Failed
30 April 2024
Pensions, Investments
Alexander David Securities Limited
469150
Failed
30 April 2024
Pensions, Investments
Atlantic Investors (Scotland) Ltd
182565
Failed
19 April 2024
Pensions, Investments
Atlantic Investors (Scotland) Ltd
182565
Failed
19 April 2024
Pensions, Investments
PH7 Wealth Management Ltd, formerly The Pension Place Ltd trading as PH7 Mortgages, PH7 Insurance Brokers
842598
Failed
12 April 2024
Pensions
PH7 Wealth Management Ltd, formerly The Pension Place Ltd trading as PH7 Mortgages, PH7 Insurance Brokers
842598
Failed
12 April 2024
Pensions
WR Simon Ashley Silver Independent Financial Advisor Ltd
209539
Failed
12 April 2024
Pensions, Investments
WR Simon Ashley Silver Independent Financial Advisor Ltd
209539
Failed
12 April 2024
Pensions, Investments
Go IFA Ltd, formerly Stevton Ltd trading as Go IFA Ltd, Go IFAs
530741
Failed
10 April 2024
Pensions
Go IFA Ltd, formerly Stevton Ltd trading as Go IFA Ltd, Go IFAs
530741
Failed
10 April 2024
Pensions
Oakwood Financial Management LLP
225473
Failed
10 April 2024
Pensions
Oakwood Financial Management LLP
225473
Failed
10 April 2024
Pensions
Finsbury Financial Ltd, trading as Finsbury
503294
Failed
09 April 2024
Investments
Finsbury Financial Ltd, trading as Finsbury
503294
Failed
09 April 2024
Investments
Kathryn Brown
670840
Under investigation
09 April 2024
Pensions
Kathryn Brown
670840
Under investigation
09 April 2024
Pensions
KBFS Financial Ltd
831504
Under investigation
09 April 2024
Pensions
KBFS Financial Ltd
831504
Under investigation
09 April 2024
Pensions
Pension Advice Specialists Ltd, trading as Ashworth Wealth
792927
Failed
26 March 2024
Pensions
Pension Advice Specialists Ltd, trading as Ashworth Wealth
792927
Failed
26 March 2024
Pensions
Abbey Lane Financial Associates Ltd
649170
Failed
25 March 2024
Pensions
Abbey Lane Financial Associates Ltd
649170
Failed
25 March 2024
Pensions
Aqua Financial Services Ltd, formerly Aqua IFA Ltd
228652
Failed
25 March 2024
Pensions
Aqua Financial Services Ltd, formerly Aqua IFA Ltd
228652
Failed
25 March 2024
Pensions
Fresh Financial Solutions LLP
471129
Failed
25 March 2024
Pensions, Investments
Fresh Financial Solutions LLP
471129
Failed
25 March 2024
Pensions, Investments
Strategic Investment Solutions Ltd
230902
Failed
25 March 2024
Pensions, Investments
Strategic Investment Solutions Ltd
230902
Failed
25 March 2024
Pensions, Investments
A.P. Financial Services UK Ltd, trading as Pella Associates, GW Financial Planning Services
218973
Failed
08 March 2024
Pensions
A.P. Financial Services UK Ltd, trading as Pella Associates, GW Financial Planning Services
218973
Failed
08 March 2024
Pensions