Pages for firms that have failed or are under investigation

Name

FRN

Status

Date

Product
type(s)

MacFarlaine & Brooks IFA Ltd
612753
Failed
28 June 2023
Pensions, Investments
MacFarlaine & Brooks IFA Ltd
612753
Failed
28 June 2023
Pensions, Investments
Commitments Protection Ltd, trading as PPI Probate
307800
Failed
27 June 2023
--
Commitments Protection Ltd, trading as PPI Probate
307800
Failed
27 June 2023
--
Thomas Financial Ltd
473555
Failed
08 June 2023
Pensions, Investments
Thomas Financial Ltd
473555
Failed
08 June 2023
Pensions, Investments
Pacific IFA Ltd
490522
Failed
26 May 2023
Pensions
Pacific IFA Ltd
490522
Failed
26 May 2023
Pensions
Old Park Capital Ltd
504863
Failed
23 May 2023
Investments
Old Park Capital Ltd
504863
Failed
23 May 2023
Investments
Wellington Court Financial Services Ltd
465455
Failed
23 May 2023
Pensions
Wellington Court Financial Services Ltd
465455
Failed
23 May 2023
Pensions
Pello Capital Ltd
449720
Under investigation
09 May 2023
Pensions
Pello Capital Ltd
449720
Under investigation
09 May 2023
Pensions
Gaudi Regulated Services Ltd
488015
Under investigation
26 April 2023
Pensions
Gaudi Regulated Services Ltd
488015
Under investigation
26 April 2023
Pensions
Nexus Independent Financial Advisers Ltd
584769
Under investigation
25 April 2023
Pensions
Nexus Independent Financial Advisers Ltd
584769
Under investigation
25 April 2023
Pensions
SQ Wealth Ltd, formerly Quays Wealth Management Ltd
707844
Failed
06 April 2023
Pensions
SQ Wealth Ltd, formerly Quays Wealth Management Ltd
707844
Failed
06 April 2023
Pensions
WealthTek LLP
832264
Failed
06 April 2023
Investments
WealthTek LLP
832264
Failed
06 April 2023
Investments
Help Financial Ltd, formerly Sterling Wealth Ltd, A I Financial Management Ltd
653104
Failed
31 March 2023
Pensions
Help Financial Ltd, formerly Sterling Wealth Ltd, A I Financial Management Ltd
653104
Failed
31 March 2023
Pensions
Hudson Foster Financial Services Ltd, trading as Hudson Foster & Co, Great Benefits Financial
131285
Failed
31 March 2023
Pensions
Hudson Foster Financial Services Ltd, trading as Hudson Foster & Co, Great Benefits Financial
131285
Failed
31 March 2023
Pensions
Kings
197285
Failed
31 March 2023
Pensions
Kings
197285
Failed
31 March 2023
Pensions
Osborn Wealth Management Ltd, formerly Pace Ward Financial Ltd
232576
Failed
22 March 2023
Pensions
Osborn Wealth Management Ltd, formerly Pace Ward Financial Ltd
232576
Failed
22 March 2023
Pensions
DAC Pensions Ltd, formerly Davies & Co SSAS Solutions Ltd trading as DAC Pensions
774721
Failed
16 March 2023
Pensions
DAC Pensions Ltd, formerly Davies & Co SSAS Solutions Ltd trading as DAC Pensions
774721
Failed
16 March 2023
Pensions
Portal Financial Services LLP formerly Portafina LLP
501272
Failed
15 March 2023
Pensions
Portal Financial Services LLP formerly Portafina LLP
501272
Failed
15 March 2023
Pensions
The London Trading Company Ltd, trading as Lontrad, TCM Wealth Management
678985
Failed
10 March 2023
Pensions, Investments
The London Trading Company Ltd, trading as Lontrad, TCM Wealth Management
678985
Failed
10 March 2023
Pensions, Investments
FP Consulting Ltd trading as The Salmon Partnership, RMS Wealth Management, Honeypot Financial Services, Chilworth Financial Management
195084
Failed
24 February 2023
Pensions
FP Consulting Ltd trading as The Salmon Partnership, RMS Wealth Management, Honeypot Financial Services, Chilworth Financial Management
195084
Failed
24 February 2023
Pensions
Northern Provident Investments Ltd, formerly Money Labs Ltd, ISA Lab
647948
Failed
24 February 2023
Investments
Northern Provident Investments Ltd, formerly Money Labs Ltd, ISA Lab
647948
Failed
24 February 2023
Investments