Horizon Stockbroking Ltd

Under investigation 02 August 2019

FRN: 604515

You might be eligible for compensation

Horizon Stockbroking Ltd was a wealth management company that offered discretionary fund management services.

FSCS understands that customers have alleged that the firm did not properly assess their interests or attitude to risk before making investments on their behalf.

See our investment compensation limits and their conditions on our Investments page.

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  • 30 Jul, 2019

    FSCS is accepting claims against Horizon Stockbroking Limited. However, claims have not yet been passed to our claims teams for assessment. Firstly we need to establish whether there are protected claims against this firm. For this to happen we need to know that the discretionary fund manager owes a civil liability to customers that would enable them to be sued in court.

    FSCS has been working with the regulator, FCA, and other parties in order to obtain firm records and other documentation which help us to reach a view on whether there are protected claims.

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